The
Key Question
The
establishment of a Homeland Security Council to somewhat
parallel the National Security Council, and the appointment
of a senior person to act as the President's Homeland Security
Adviser (much like the National Security Adviser) are certainly
important steps which do demonstrate the Administration's
serious approach to the new threats evident since 11 September
2001. The selection of a former governor (who understands
the local aspects of Homeland Security and has the President's
ear), the promise of a 100 person staff, and the establishment
of the office in the Old Executive Office building (close
by the White House) are all good signs.
But
the central question which bedevils any new leadership position
in government remains to be answered. How much authority will
be granted the Federal government's point man on Homeland
Security?
Good
intentions on an issue of national priority are not enough.
For more than a decade the "Drug Czar" has languished
in the nether land of political impotence, able to see the
problem and able to see the resources available and required
to attack the problem, but unable to direct their efficient
and effective use. An even more recent example was the short-lived
Economic Security Council established by President Clinton,
only to exert little influence within the government, no influence
outside the government, and die with the end of the Clinton
Administration. The problem is that enormous power already
resides in existing departments and agencies-any new organization
threatens those people who were already busily engaged in
addressing some small part of the larger problem. Since neither
the Drug Czar nor the National Economic Adviser was granted
power over the planning, actions, personnel or budgets of
existing agencies or their ongoing programs, the result was
a façade of cooperation (and sometimes not even that)
followed by a return to business as usual.
Despite
their prescience in identifying the new threats to homeland
security, the various reports issued over the past few years
have descriptive rather than specific concerning the power
to be granted a new agency head for homeland security.
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Language
from Key Reports on Homeland Security
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Hart-Rudman
Commission
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- Create
the National Homeland Security Agency responsible
for planning, coordinating,
and integrating various US government activities
involved in homeland security.
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Bremer
Commission
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- Ensure
activities and programs of various agencies part of
a comprehensive plan.
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Gilmore
Commission
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- Appoint
a single Federal official with authority,
responsibility and accountability for Federal
Programs.
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All
recommendations agree that one person needs to be in charge
of the overarching homeland security effort at the national
level. But nowhere in the language of any reports or of any
of the bills pending before Congress has anyone laid out the
specific power that one person would have to get the job done.
The danger is that a new organization without specified power
will result in "more of the same."
Examples
from the Past
The Department of Defense offers
an excellent example in this regard. Created in 1947 in response
to the clear need for central coordination and direction of
effort demonstrated in World War II, the Department eventually
included many organizations and institutions intended to provide
that unity: a Secretary of Defense, a Joint Staff with a Chairman,
regional commanders-in-chief who took on many additional duties
and responsibilities over time. But what the new organization
failed to provide was the authority over planning, budgeting,
resources and personnel required to force the Services to
take joint coordination and operations seriously. The result
was a long series of expensive uncoordinated efforts, and
a failure to achieve the synergy that our powerful forces
should have enjoyed.
- In
Korea, Air Force and Navy efforts were poorly coordinated.
- In
Vietnam, several different wars were waged at the same time,
with little coordination, for example, between Army, Navy,
and Air Force air operations, or between the bombing campaigns
in the north and the south.
- During
the Cold War, the military Services frequently produced
entirely different plans for the same theater of operations,
expecting to use the same assets in several different locations
at the same time, without any central authority to require
coordination.
- And
there was no requirement that purchases from different Services
be coordinated, or that equipment be interoperable, or that
staffs or commanders gain even a rudimentary understanding
of how their counterparts from the other Services acted,
thought, or did business.
Not
until the catastrophic failure of coordination at Desert One
in 1979 (during the Iranian hostage rescue operations), and
the subsequent effort by Congress to sort out the mess (under
the Goldwater-Nichols Bill of 1986) did the US military begin
to gain the synergy of joint warfighting previously squandered
by individual Service parochialism. And many experts believe
that centralized, joint authority is remains inadequate today,
especially as it promotes (or fails to promote) efficient
operations with other agencies and departments.
The
Question of Authority in Practice
The success of Goldwater-Nichols
efforts, such as they are, hinges upon the authority over
planning, tasking, training, budgets, and individual career
advancement newly vested in joint commanders-all reinforced
by the requirement for joint commanders to report directly
to Congress in annual testimony concerning the effectiveness
and efficiency of the support they are receiving. Nothing
short of this sort of authority will provide the Homeland
Security Adviser the leverage and authority he needs to coordinate
the actions of 43 federal agencies, 50 states and two territories,
thousands of local governments, and millions of private entities,
across a strategic cycle of seven independent functions which
differ dramatically according to which of the six national
level threats they are addressing. This is a massive job.
Tight coordination is going to require significant new authority.
If,
that is, America's elected officials want tight coordination.
It is possible that faced with the unintended consequences
of such consolidation of power, those officials will decide
that the risk is not worth the cure, and opt for less consolidation,
less efficiency, and less chance of central over-control.
This is a valid option, as long as it is selected in full
knowledge and after careful consideration of the alternatives.
The
goal of the Institute for Homeland Security is to lay out
these alternatives in an easily understood format, in order
to stimulate the public dialogue required to make a considered
decision.
Essentially
we are faced with two questions:
- How
much authority to grant the Homeland Security Adviser over
planning and preparation for the events described by
the strategic cycle? (Deterrence, Protection, Preemption,
Crisis Management, Consequence Management, Attribution,
and Retaliation ... leading back to Deterrence)
- How
much authority to grant the Homeland Security Adviser over
the actual execution of these actions, especially in
time or crisis?
Authority
Over Preparation Involves
- Setting
standards, for everything from organization, equipment,
and response times, to training, education and personnel
advancement - and then inspecting to enforce those standards.
- Example:
Fire trucks responding to the Pentagon on 11 September
2001 used different frequencies and different radios
and could not coordinate their efforts. Some central,
higher authority must direct compatibility.
- Establishing
doctrine - how agencies think about and approach their
duties.
- Example:
Some nations require a bill of lading before a ship
arrives in their ports; we require this information
weeks after arrival . . . because our operations have
long focused on collecting customs duties, not security.
- Exercising
doctrine, plans and procedures.
- Example:
Even something as simple as a communications exercise
involving contacting key personnel and having them communicate
across the various level of governments would go a long
way toward preparing us for crisis management and consequence
management. But doing this even once a year with every
federal, state, and local agency would be a major undertaking.
- Controlling
personnel and personnel policies.
- Example:
The Armed Services became serious about jointness when
Congress imposed joint experience as a requirement for
promotion to senior ranks. Perhaps a similar policy
would help the law enforcement community to understand
the intelligence community.
- Providing
for education and training institutions.
- Example:
Senior military leaders are educated at war colleges.
Where will senior homeland security leaders be educated?
- Reporting
up, down, and laterally-to the President, Congress, department
and agency heads, state and local elected leaders, etc.
- Example:
Every US four star commander-in-chief in the world goes
before Congress at least once a year to report personally
and independently whether his forces are ready and his
support is adequate. This provides both a check and
a lever for those commanders over the Services, who
provide their forces. Perhaps the Homeland Security
Adviser needs a similar lever over established bureaucracies.
- Setting
priorities for funding.
- Without
control over funding or directive authority over personnel,
no agency head can expect other agencies to abandon
their priorities and accept his.
Within
the area of preparation, authority for the Homeland
Security Adviser can range from very tight (he speaks and
other agencies must respond because of legal, budget, or personnel
authority), down to very loose (he "coordinates"
and makes suggestions, but cannot direct). In order to clarify
these options, this range of authority is described along
the vertical axis in the chart that follows.
Authority
Over Execution Involves
- Who
the authority covers.
- Example:
At one extreme, will the Adviser be able to reach down
to state or local police concerning domestic issues,
or reach out to military or intelligence assets overseas?
At the other extreme, will he be restricted to dealing
with only a limited number of federal agencies and only
on US soil?
- The
degree of that authority.
- Example:
Whatever agencies are included within his purview at
whatever level, do they have to respond to his directions?
Or will he only make suggestions to improve coordination?
In
order to clarify the options, this range of authority
is described along the horizontal axis in the
chart which follows.
Charting
the Adviser's Authority
Somewhere
on this chart is described every combination and degree of
authority that might be exercised by the Adviser.
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Organizing
for Homeland Security -- Options for Authority
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| . |
Execution:
ALL HLS
operations |
Execution:
All Domestic HLS operations |
Execution:
ALL Federal HLS operations |
Execution:
ALL Domestic Federal HLS operations |
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Preparation:
- Set
standards
- Control
resources
|
Direct?
«
Coordinate?
»
1
|
Direct?
«
Coordinate?
»
2
|
Direct?
«
Coordinate?
»
3
|
Direct?
« X
Coordinate?
»
4
|
|
Preparation:
- Set
standards
- No
resources
|
Direct?
«
Coordinate?
»
5
|
Direct?
«
Coordinate?
»
6
|
Direct?
«
Coordinate?
»
7
|
Direct?
«
Coordinate?
»
8
|
|
Preparation:
- Set
guidelines, not standards
|
Direct?
«
Coordinate?
»
9
|
Direct?
«
Coordinate?
»
10
|
Direct?
«
Coordinate?
»
11
|
Direct?
«
Coordinate?
»
12
|
|
Preparation:
|
Direct?
«
Coordinate?
»
13
|
Direct?
«
Coordinate?
»
14
|
Direct?
«
Coordinate?
»
15
|
Direct?
«
Coordinate?
»
16
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- In
the upper left corner of the upper left corner (box #1),
the adviser would be provided a degree of control over assets
at every level that even the President cannot currently
exercise in time of war. The American people and their elected
representatives are probably not looking for such a concentration
of power, even in response to threats to the homeland.
- At
the other extreme, the lower right corner of the lower right
corner (box #16), the Adviser really controls nothing, either
in preparation or execution of homeland security activities.
Here he is reduced to the status of a bureaucratic beggar
- asking agency heads to cooperate, but without any real
authority to compel them to do so.
How
to Start: America's
citizens and their elected representatives must decide
It is the inclination of this
Institute that the best description of the authority
the Adviser should hold lies in the upper left corner of the
upper right box (box #4 - marked by X).
We are, however, quite open to other arguments and positions.
However, we are not open to delay.
Even
if clear lines of authority and a clear mandate for the Homeland
Security Adviser were established, promoting homeland security
across the range of threats and at every level of government
is a huge task. Accomplishing that task with the Adviser's
exact degree of authority shrouded in ambiguity is probably
not possible.
Perhaps
the key question is how much security our people want, and
how much power they are willing to concentrate in one office
in order to gain it. This decision drives how much central
authority for planning and execution we can provide the individual
responsible for these functions at the national level.
Until
our public engages in this debate and our elected leaders
make a selection, homeland security will remain a fragmented
effort dominated by individual agencies, programs and agendas.
And our nation will remain vulnerable to catastrophic attack.
-Dave
McIntyre, a retired military officer and former Dean of the
National War College, is the Deputy Director for Research
of the ANSER Institute for Homeland Security.
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